Which would the sec most likely penalize for violating a regulation? a radio station a college a bank a supermarket
Which Would The Sec Most Likely Penalize For Violating A Regulation? A Radio Station A College A Bank A Supermarket
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Which Would The Sec Most Likely Penalize For Violating A Regulation? A Radio Station A College A Bank A Supermarket. Test your knowledge of us government branches, powers, and courts with these flashcards. These activities fall under the purview of the sec, and violations could lead to significant penalties.
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The other options, such as a radio station, fall under. The sec is the securities and exchange commission, which regulates the securities industry in the united states. Radio stations are primarily regulated by.
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【solved】c explanation to answer this question, we need to understand the role and jurisdiction of the u.s. In this case, the sec (securities and exchange commission) is most likely to penalize a bank for violating regulations related to. Radio stations are primarily regulated by.
Learn The Role And Mission Of.
Find the answer to the query about sec penalties for violating regulations on card 35. The sec would most likely penalize a bank for violating a regulation, as it oversees financial markets and institutions. Test your knowledge of us government branches, powers, and courts with these flashcards.
The Sec Is The Securities And Exchange Commission, Which Regulates The Securities Industry In The United States.
The other options, such as a radio station, fall under. A user asked which entity would the sec most likely penalize for violating a regulation. An expert answered that a bank would be the most likely choice.
Securities And Exchange Commission (Sec).
These activities fall under the purview of the sec, and violations could lead to significant penalties. Thus, option c, a bank, is the correct answer. It is most likely to penalize a bank for violating a regulation.
